Jim provides support to the advisors and assists in all aspects of client-service related matters, including meetings, account support, and industry research. With over 25 years of experience in financial services, he brings a deep background in compliance, client service, trading, and banking, offering valuable insight and expertise to both clients and team members.
Jim earned his degree in Communication from Cal Poly Pomona and currently holds his FINRA Series 7 and Series 24 licenses.
Outside of the office, Jim enjoys running, participating in trivia, and taking his dog Louie along for bike rides.